Regulatory Audit Portal

GovernLayer

DEMO MODE

1. Select Regulatory Frameworks 0 / 25 selected

2. System Details

System Name

Jurisdiction

Industry

Risk Level

Use Case

Model Type

3. Compliance Controls

Risk & Assessment

Risk AssessmentFormal risk assessment has been conducted

Impact AssessmentData protection or AI impact assessment completed

Bias TestingTested for bias across demographic groups

Fairness AssessmentQuantitative fairness metrics evaluated

Data Governance

Data GovernanceFormal data governance framework in place

Training Data DocumentedTraining data sources, lineage, and quality documented

Data ProvenanceOrigin and processing chain of data is tracked

Data MinimizationOnly necessary data is collected and processed

Consent MechanismValid consent obtained for personal data processing

Transparency & Explainability

ExplainableModel decisions can be explained to stakeholders

Transparency ReportPublished transparency report available

Algorithmic TransparencyAlgorithm design and logic are documented

Human Oversight

Human OversightHuman review of AI decisions is enforced

Makes Autonomous DecisionsSystem makes decisions without human approval

Security

EncryptionData encrypted at rest and in transit

Access ControlsRole-based access controls implemented

Multi-Factor AuthenticationMFA required for system access

Input ValidationAll inputs validated and sanitized

Network SegmentationAI systems isolated via network segmentation

Operations

LoggingComprehensive system logging enabled

Audit TrailImmutable audit trail of all actions

Incident ResponseDocumented incident response plan exists

Change ManagementFormal change management process in place

Quality Management SystemISO-aligned QMS implemented

Vulnerability ScanningRegular vulnerability assessments conducted

AI Safety

Safety TestingAI safety testing and validation completed

Red TeamingAdversarial red team exercises conducted

Adversarial TestingTested against adversarial inputs and attacks

Output FilteringAI outputs are filtered for harmful content

Model Access ControlsModel weights and endpoints access-restricted

Compliance Report

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